Investment Minimums

Automatic Investment Plan

Set up Regular Fund Investments via Automatic Deductions from Your Bank Account

• The minimum automatic investment is $100 per month or quarter.
• The plan is available for both the Investor and Institutional share classes.
• Enroll online or by mail (for new accounts, use the Account Application; for existing accounts, use the Account Options Form).
• There is no charge to participate, and you can stop the deductions at any time.

Institutional Class Waiver Program

Shareholders who sign up for an Automatic Investment Plan (“AIP”) can request a waiver of the Institutional class investment minimum.⁵ Accounts must satisfy all of the following criteria:

1. The account must be established directly with Seafarer Funds, not with a platform or intermediary.
2. The account must activate an AIP.
3. The account holder must request the waiver on the Account Application or Account Options Form; when establishing a new account online; or by calling Shareholder Services at (855) 732-9220. The applicant must request the waiver in good faith, with the intent to eventually meet the Institutional class minimum via a program of sustained investment over time.

In addition, existing AIP participants can convert from the Investor class to the Institutional class of the same Fund (known as a “share class transfer”), provided they satisfy all three criteria above. To request a share class transfer, call (855) 732-9220.